Finance

Compliance-first CRM for
financial services.

Built for banks, wealth managers, and insurance firms. Automated KYC, risk scoring, and portfolio management — with SOC 2 and PCI DSS compliance baked into every layer.

SOC 2 Type II
PCI DSS
SEC
FINRA
MiFID II

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0%

Compliance Cost Reduction

Average savings

0hr

KYC Processing

Down from 2 days

0%

Audit Pass Rate

Across all clients

$18M

AUM Growth

Average per firm

Key Features

Purpose-built for
regulated financial services.

Portfolio Management

Manage high-net-worth client relationships with comprehensive portfolio views. Track assets under management, investment preferences, risk profiles, and relationship history in one unified interface designed for financial advisors.

AUM tracking & reporting
Risk profile management
Investment preference tracking
Household account linking
Performance benchmarking

KYC Automation

Reduce KYC processing from two days to four hours. Automated document collection, identity verification, PEP screening, sanctions checks, and adverse media monitoring — with configurable risk scoring thresholds.

Document auto-collection
Identity verification
PEP & sanctions screening
Adverse media monitoring
Risk-based decisioning

Risk Scoring

Machine learning models that continuously assess client risk profiles, transaction patterns, and market conditions. Automated alerts flag unusual activity, concentration risks, and portfolio drift before they become problems.

Continuous risk monitoring
Transaction pattern analysis
Concentration risk alerts
Portfolio drift detection
Regulatory threshold warnings

Compliance Tracking

Stay ahead of regulatory requirements with automated compliance checks. Built-in workflows for KYC, AML, suitability reviews, and periodic client re-certification ensure you never miss a deadline or requirement.

KYC/AML automation
Suitability review workflows
Regulatory deadline tracking
Compliance officer dashboards
Policy enforcement engine

Wealth Management

Financial planning integrations, goal tracking, and automated portfolio rebalancing recommendations. Serve high-net-worth clients with white-glove digital experiences that scale across your entire advisory team.

Financial planning tools
Goal tracking dashboards
Rebalancing recommendations
Fee schedule management
Client portal access

Regulatory Reporting

Auto-generate compliance reports for SEC, FINRA, FCA, and MiFID II. Export-ready formats with complete audit trails. Reduce reporting time by 80% while eliminating manual errors and compliance gaps.

SEC & FINRA reports
FCA & MiFID II support
Automated report scheduling
Audit trail generation
Custom report builder

Success Stories

Financial institutions that
trust Leadify Labs.

From wealth management firms to regional banks, see how financial services organizations transform compliance and client relationships with Leadify.

Wealth Management Firm

A registered investment advisor managing $2.4B in assets deployed Leadify to centralize client data across 35 advisors. Automated KYC workflows reduced onboarding time from 12 days to 3 days, and AI-driven client insights helped advisors identify $180M in cross-sell opportunities within the first year.

$180M in new cross-sell revenue identified

Regional Bank

A community bank with 28 branches used Leadify to unify their commercial lending and retail banking CRM data. Relationship managers gained a 360-degree view of business clients, resulting in a 42% increase in commercial loan originations and a 55% improvement in client retention rates.

42% increase in loan originations

Insurance Brokerage

A national insurance brokerage managing 120,000 policies centralized their client communications and renewal workflows on Leadify. Automated renewal reminders and AI-prioritized outreach reduced policy lapse rates by 31% and increased upsell conversion by 28%.

31% reduction in policy lapse rates

Regulatory compliance built into every layer

SOC 2 Type II
PCI DSS Level 1
GDPR
CCPA
ISO 27001
SEC Rule 17a-4
FINRA
MiFID II

FAQ

Finance questions,
answered.

Yes. Leadify maintains SOC 2 Type II, PCI DSS Level 1, ISO 27001, and GDPR compliance. We also support SEC Rule 17a-4 for record retention, FINRA requirements for broker-dealers, and MiFID II for European operations. Complete audit trails, data residency controls, and automated regulatory reporting keep you ahead of evolving requirements.
Our KYC engine automates the entire process: document collection (ID, proof of address, tax forms), identity verification against government databases, PEP and sanctions screening, adverse media monitoring, and risk-based decisioning. Configurable risk thresholds let you set auto-approval for low-risk clients while flagging higher-risk cases for manual review. Average processing time drops from 2 days to 4 hours.
Yes. We offer native integrations with Charles Schwab, Fidelity, TD Ameritrade, Pershing, and 40+ other custodians and trading platforms. Our API also connects with Bloomberg, Morningstar, and FactSet for market data. Bi-directional sync ensures your CRM always reflects current portfolio positions and transactions.
Leadify supports data residency in US, EU, APAC, and Middle East regions. You choose where your data lives during onboarding, and it never leaves that region. Cross-border data transfer controls, encryption in transit and at rest, and regional compliance frameworks are all managed automatically.
Every action in Leadify generates an immutable audit log — client interactions, data changes, access events, and system configurations. Pre-built reports for SEC, FINRA, FCA, and MiFID II are available with one-click generation. Custom report builders let you create additional reports for internal compliance reviews. All reports include cryptographic integrity verification.
Leadify serves firms of all sizes. Small RIAs benefit from the same enterprise-grade compliance and automation as larger firms, with pricing that scales to their needs. Our onboarding team configures the platform based on your firm's size, regulatory requirements, and workflow preferences. Many firms start with 5-10 users and scale as they grow.

Ready to modernize your financial CRM?

Request a compliance review and see how Leadify meets your regulatory requirements.

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